Search for: "SHC Management Company"
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13 Dec 2016, 10:13 am
U.S. persons who own foreign securities for their own portfolios and/or who invest in foreign securities on behalf of others (referred to as ‘‘end-investors’’), including investment managers and fund sponsors such as: Managers of private and public pension funds Hedge fund managers Managers and sponsors of private equity funds, venture capital companies and similar private investment vehicles Managers and sponsors… [read post]
6 Jan 2012, 1:46 pm
These entities may include funds and their investment advisers, and U.S. companies. [read post]
21 Mar 2011, 1:13 am
The six petitioning creditors are:Solby+Westbrae Partners19 SHC, Corp.Ajna Brands, Inc.601/1700 NBC, LLCAxafina, Inc.Oxana Adler, LLMAccording to court documents, Fisher Island Investments, Inc. serves "as a holding company for various subsidiaries and other entities developing and managing real estate holdings in Fisher Island, Florida. [read post]
30 Jun 2009, 9:12 pm
These companies are now rethinking whether their consumer disclosures are conspicuous enough. [read post]
11 Jun 2009, 8:42 am
On June 4, 2009, the Federal Trade Commission (“FTC”) reported that Sears Holdings Management Corporation (“Sears”) agreed to enter into a settlement regarding the Commission’s allegations that the company violated Section 5 of the FTC Act in connection with a new online community application it had developed. [read post]
11 Jun 2009, 1:42 pm
On June 4, 2009, the Federal Trade Commission (“FTC”) reported that Sears Holdings Management Corporation (“Sears”) agreed to enter into a settlement regarding the Commission’s allegations that the company violated Section 5 of the FTC Act in connection with a new online community application it had developed. [read post]
8 Dec 2021, 7:27 am
This update includes the following: Annual Compliance & Other ItemsAnnual Fund MattersAnnual Management Company MattersRegulatory & Other Items from 20212022 Compliance Calendar**** Annual Compliance & Other Items Annual Privacy Policy Notice. [read post]
8 Dec 2021, 11:27 am
This update includes the following: Annual Compliance & Other ItemsAnnual Fund MattersAnnual Management Company MattersRegulatory & Other Items from 20212022 Compliance Calendar**** Annual Compliance & Other Items Annual Privacy Policy Notice. [read post]
13 Dec 2011, 5:49 am
” Victoria’s Secret Stores Brand Management, Inc. v. [read post]
2 Mar 2012, 4:26 pm
SEC-registered Investment Advisers are required to withdraw registration if they have less than $90 million in Assets under Management (“AUM”). [read post]
